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Regulatory Compliance

Compliance & Regulatory Disclosure

Our commitment to regulatory compliance and transparency

Effective Date: 27 April 2026

Compliance-First Approach

ValUMinds operates subject to applicable Indian laws and regulatory frameworks relevant to its activities.

Regulatory Framework

ValUMinds Finsperiti Catalyst LLP operates subject to applicable Indian laws and regulatory frameworks relevant to its activities, including mutual fund distribution, electronic records, privacy, client communication, grievance handling, personal-data processing, and partner-based service facilitation, as may be in force and amended from time to time.

AMFI Registration

ValUMinds is registered with the Association of Mutual Funds in India ("AMFI") as a Mutual Fund Distributor.

ARN No.: [Insert ARN Number]

In relation to mutual fund products, ValUMinds acts as an AMFI-registered Mutual Fund Distributor and is subject to the applicable AMFI and SEBI framework, as amended from time to time.

Regulatory Nomenclature Guidance

AMFI has issued guidance that mutual fund distributors should not use nomenclature that misrepresents their regulatory role, including advisory-style descriptions that can create the impression of SEBI-registered investment advisory services where such registration is not held.

ValUMinds may use the expression "Wealth Management" only as a broad service category. In relation to mutual funds, securities-linked products, market-linked products, demat services, insurance products, PMS, AIF, and digital-asset related facilitation, ValUMinds acts only within the scope of the registrations, permissions, certifications, tie-ups, empanelments, approvals, or facilitation arrangements actually held or lawfully available, as applicable from time to time, and not otherwise.

Compliance-First Approach

ValUMinds adopts a compliance-first approach and shall obtain, maintain, renew, or work through such registrations, licenses, approvals, certifications, empanelments, permissions, and authorizations as may be applicable from time to time for the specific products, services, arrangements, and activities undertaken by it, whether directly or through duly authorized third-party partners or professionals.

Product-Specific Frameworks

PMS Distribution

PMS distribution has an APMI distributor-registration framework, and clients interacting for PMS products should verify the applicable distributor/intermediary details and provider documentation where relevant.

Third-Party Products & Services

Insurance products, demat services, digital-asset/crypto support services, PMS, AIF, bonds, NCDs, estate-planning facilitation, will-writing facilitation, and allied products/services may involve separate:

  • Insurers
  • Depository participants
  • Brokers and exchanges
  • Digital-asset service providers
  • Issuers and trustees
  • Portfolio managers and fund managers
  • Legal professionals
  • Registrars and placement agents
  • Other third-party specialists

Product-specific legal documentation, insurer or issuer terms, provider conditions, platform terms, suitability criteria, and statutory disclosures shall prevail over general website content.

Compensation Disclosure

ValUMinds may receive commission, trail commission, referral income, distribution fees, facilitation fees, professional fees, or other lawful compensation from AMCs, insurers, product manufacturers, service providers, institutions, or partners depending on the product/service and the governing legal framework. Such arrangements, where applicable, remain subject to contract, law, and disclosure obligations as may apply from time to time.

Relationship Clarification

No statement on this website should be construed as creating a regulated advisory, fiduciary, discretionary portfolio-management, insurance-underwriting, broking, depository participant, digital-asset exchange, legal, or estate-planning relationship with ValUMinds unless expressly stated in writing under a valid and lawful engagement.

Important Note

Mutual fund investments are subject to market risks. Please read all scheme-related documents carefully before investing.

Past performance is not indicative of future returns.

Compliance Inquiries

For compliance-related inquiries, please contact:

Email: connect@valuminds.com

Phone: +91 98523 98529